David Christopher Mudd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Christopher Mudd, a licensed former licensee with CE reference AEB939. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ProteusAsia Limited | RO | Type 9 - Asset management | 2008-06-10 | 2009-10-31 |
| CDIB Venture Investment (H.K.) Corporation Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-12 |
| CDIB Venture Investment (H.K.) Corporation Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as David Christopher Mudd during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.