Alexander Yang Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Yang Chen, a licensed former licensee with CE reference AQZ635. This person has 5.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 - Asset management | 2013-02-05 | 2014-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-02 | 2012-09-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-02 | 2012-09-05 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Yang Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Liqi Ding | Hongkong Bay Asset Management Limited | 2013–2014 |
| Qian Zhao | Hongkong Bay Asset Management Limited | 2013–2014 |
| Gang Li | Hongkong Bay Asset Management Limited | 2013–2014 |
| Rikki Malik | Hongkong Bay Asset Management Limited | 2013 |
| Qing Yuan | Hongkong Bay Asset Management Limited | 2013 |