Ka Wan Chan
陳嘉韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wan Chan (陳嘉韻), a licensed former licensee with CE reference ADV245. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2015-01-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-28 | 2014-04-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-26 | 2012-11-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-13 | 2011-10-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-23 | 2011-01-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-01-19 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-11 |