David John Bouckley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Bouckley, a licensed former licensee with CE reference APS897. This person has 4.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2013-11-26 | 2015-12-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2013-10-08 | 2015-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-31 | 2013-06-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-31 | 2013-06-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-12 | 2009-04-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-08 | 2009-01-13 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as David John Bouckley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.