Kenji Noguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenji Noguchi ( ), a licensed former licensee with CE reference AZI956. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-12 | 2020-04-09 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-10-12 | 2020-04-09 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-20 | 2020-04-09 |