Seng Gene Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seng Gene Lim, a licensed former licensee with CE reference ANZ804. This person has 7.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-25 | 2015-08-31 |
| ABN AMRO Financial Products Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2014-06-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2008-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Seng Gene Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.