Ryan Hans Holsheimer

CE No. AEE749 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Hans Holsheimer (), a licensed former licensee with CE reference AEE749. Total licence records on file: 23.

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Securities (Far East) Limited RO Type 1 — Dealing in securities 2017-08-28 2021-06-07
J.P. Morgan Securities (Far East) Limited RO Type 4 — Advising on securities 2017-08-28 2021-06-07
J.P. Morgan Broking (Hong Kong) Limited RO Type 1 — Dealing in securities 2016-01-15 2022-04-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2016-01-15 2022-04-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 4 — Advising on securities 2016-01-15 2022-04-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 5 — Advising on futures contracts 2016-01-15 2022-04-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 7 — Providing automated trading services 2016-01-15 2022-04-06
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities 2015-05-26 2016-01-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2015-05-26 2016-01-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities 2015-05-26 2016-01-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2015-05-26 2016-01-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 7 — Providing automated trading services 2015-05-26 2016-01-15
Merrill Lynch Far East Limited RO Type 7 — Providing automated trading services 2013-07-17 2014-03-03
Merrill Lynch (Asia Pacific) Limited RO Type 1 — Dealing in securities 2011-08-02 2014-03-03
Merrill Lynch Far East Limited RO Type 1 — Dealing in securities 2011-08-02 2014-03-03
Merrill Lynch Far East Limited RO Type 2 — Dealing in futures contracts 2011-08-02 2014-03-03
Merrill Lynch (Asia Pacific) Limited RO Type 7 — Providing automated trading services 2011-08-02 2013-10-31
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
RO Type 5 — Advising on futures contracts 2009-05-18 2011-05-04
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RO Type 7 — Providing automated trading services 2009-03-09 2011-05-04
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RO Type 1 — Dealing in securities 2008-08-11 2011-05-04
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
RO Type 2 — Dealing in futures contracts 2008-08-11 2011-05-04
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2008-04-07 2008-08-11
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2008-04-07 2008-08-11

Related