Yung Chiu Tsao
邵榮秋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung Chiu Tsao (邵榮秋), a licensed former licensee with CE reference AAB502. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-20 | 2015-06-03 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-15 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |