Winston Shao-Min Cheng
鄭孝明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winston Shao-Min Cheng (鄭孝明), a licensed former licensee with CE reference ADZ972. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-09 | 2024-03-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2014-06-06 | 2015-08-11 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2014-06-06 | 2015-08-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-11-27 | 2015-08-11 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-11-27 | 2015-08-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2013-11-27 | 2015-08-11 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2013-11-27 | 2015-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-09-16 | 2013-11-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-09-16 | 2013-11-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-09-16 | 2014-06-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-09-16 | 2014-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-16 | 2013-11-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-16 | 2013-11-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2012-03-19 | 2013-06-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-19 | 2013-06-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-04-26 | 2012-03-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-26 | 2012-03-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-26 | 2007-03-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-09-26 | 2007-03-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-26 | 2007-03-23 |