Sammy Yick Man Ng
吳奕民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Yick Man Ng (吳奕民), a licensed former licensee with CE reference ABO905. This person has 4.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-03-29 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-03-29 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sammy Yick Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Hung Leung | Kaiser Futures Limited | 2003–2007 |
| Kin Chung Kwok | Kaiser Futures Limited | 2003–2007 |
| John Lam Chek Tang | Kaiser Futures Limited | 2003–2007 |
| Ka Fai Yuen | Kaiser Futures Limited | 2003–2007 |
| Yat Ming Chan | Kaiser Futures Limited | 2003–2007 |
| Brian Wei Lung Fung | Kaiser Futures Limited | 2003–2007 |
| Chi Keung Ho | Kaiser Futures Limited | 2003–2007 |
| Francis Ka Hang Lee | Kaiser Futures Limited | 2003–2007 |
| Yiu Kei Lai | Kaiser Futures Limited | 2003–2007 |
| Sun Ping Sung | Kaiser Futures Limited | 2003–2007 |
| Cheuk Fai Tam | Kaiser Futures Limited | 2003–2007 |
| Ryan Cheuk Yin Yip | Kaiser Futures Limited | 2003–2007 |
| Ping Wai Kwong | Kaiser Futures Limited | 2003–2006 |
| Dak Shing Kwong | Kaiser Futures Limited | 2003–2007 |
| Chung Kwan Lo | Kaiser Futures Limited | 2003–2007 |
| Chun Wai Chu | Kaiser Futures Limited | 2003–2007 |
| Wing Hong Fung | Kaiser Futures Limited | 2003–2007 |
| Wai Hung | Kaiser Futures Limited | 2003–2007 |
| Hong Wai Lee | Kaiser Futures Limited | 2003–2007 |
| Fanny Tak Lin Ng | Kaiser Securities Limited | 2003–2007 |