James Yip
葉強華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Yip (葉強華), a licensed former licensee with CE reference ADY915. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-04 | 2013-08-13 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-10-04 | 2013-08-13 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-08-06 | 2012-02-08 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 — Asset management | 2010-08-06 | 2012-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-10-18 | 2007-11-08 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-18 | 2013-08-13 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-18 | 2007-11-08 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-18 | 2013-08-13 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-18 | 2007-11-08 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-08 | 2006-10-18 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-08 | 2006-10-18 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-08 | 2006-10-18 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-08 | 2006-10-18 |
| iMarkets Limited |
RO | Type 1 — Dealing in securities | 2005-06-07 | 2006-03-14 |
| iMarkets Structured Products Limited | RO | Type 4 — Advising on securities | 2005-06-07 | 2006-03-14 |
| iMarkets Limited |
RO | Type 7 — Providing automated trading services | 2005-06-07 | 2006-03-14 |
| iEngines Limited |
RO | Type 4 — Advising on securities | 2004-05-25 | 2004-10-25 |
| Prosticks.com Limited 乾坤燭有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-04 |