Yee Shun Ho
何而遜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Shun Ho (何而遜), a licensed former licensee with CE reference AOQ840. This person has 3.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-09-30 | 2010-05-06 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-11 | 2010-05-06 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-11 | 2010-05-06 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-16 | 2008-05-26 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-16 | 2008-05-26 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Shun Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.