Ka Man Carmen Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Carmen Yip (葉嘉敏), a licensed Responsible Officer with CE reference ALZ802. Currently licensed at 1 firm(s): FB Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-01-03 | present |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-01-03 | present |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-18 | 2014-06-13 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-07-18 | 2014-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Carmen Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.