Siu Leung Li

李少良
CE No. AIU434 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Leung Li (李少良), a licensed former licensee with CE reference AIU434. This person has 6.0 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
iMarkets Limited
RO Type 1 - Dealing in securities 2005-06-02 2009-05-01
iMarkets Limited
RO Type 7 - Providing automated trading services 2005-06-02 2009-05-01
iMarkets Structured Products Limited RO Type 4 - Advising on securities 2003-12-24 2009-05-01
iMarkets Limited
Rep Type 1 - Dealing in securities 2003-04-17 2005-06-02

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Leung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tak Leung Lin iMarkets Limited 2003–2009
Man Ning Wong iMarkets Limited 2003–2005
Vienna Ngai Man Leung iMarkets Limited 2007–2009
James Yip iMarkets Structured Products Limited 2005–2006
Cheong Pang Chan iMarkets Limited 2007
Yau Kwong Cheung iMarkets Limited 2003
Shan Shan Hui iMarkets Limited 2003
Ming Hoi Keung iMarkets Limited 2007
Chi Wing Ng iMarkets Structured Products Limited 2004

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