Siu Leung Li
李少良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Leung Li (李少良), a licensed former licensee with CE reference AIU434. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iMarkets Limited |
RO | Type 1 — Dealing in securities | 2005-06-02 | 2009-05-01 |
| iMarkets Limited |
RO | Type 7 — Providing automated trading services | 2005-06-02 | 2009-05-01 |
| iMarkets Structured Products Limited | RO | Type 4 — Advising on securities | 2003-12-24 | 2009-05-01 |
| iMarkets Limited |
Rep | Type 1 — Dealing in securities | 2003-04-17 | 2005-06-02 |