Dennis Hung Kit Ngan
顏鴻傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Hung Kit Ngan (顏鴻傑), a licensed former licensee with CE reference ADV590. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-18 | 2012-09-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-18 | 2012-09-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-18 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-09-18 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2008-09-18 | 2008-11-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-22 | 2004-09-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-22 | 2004-09-18 |