Andrew Kenneth Clarke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kenneth Clarke ( ), a licensed former licensee with CE reference ADT180. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 — Providing automated trading services | 2022-06-08 | 2023-04-28 |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2021-05-11 | 2023-04-28 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-19 | 2023-04-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-05 | 2023-04-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2018-11-19 | 2019-02-25 |
| Mirabaud (Asia) Limited |
RO | Type 1 — Dealing in securities | 2013-08-20 | 2018-03-31 |
| Mirabaud (Asia) Limited |
RO | Type 4 — Advising on securities | 2013-08-20 | 2018-03-31 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2012-08-20 | 2013-08-20 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2012-08-20 | 2013-08-20 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-30 | 2012-06-05 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-06-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-25 | 2008-05-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-07-25 | 2008-05-24 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-13 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-09 |