Naoki Arai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naoki Arai ( ), a licensed former licensee with CE reference BLM026. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-12 | 2021-04-14 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-20 | 2021-04-14 |