Shi-Farn Ling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi-Farn Ling, a licensed former licensee with CE reference AEC731. This person has 4.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2007-03-13 | 2007-05-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 - Asset management | 2004-09-22 | 2007-02-16 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-17 | 2007-02-16 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-16 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-17 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Shi-Farn Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.