Itsuo Aoki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Itsuo Aoki ( ), a licensed former licensee with CE reference ABU527. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 9 — Asset management | 2004-08-21 | 2014-07-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-07-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 4 — Advising on securities | present | 2014-07-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 9 — Asset management | present | 2003-06-20 |