Itsuo Aoki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Itsuo Aoki, a licensed former licensee with CE reference ABU527. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 9 - Asset management | 2004-08-21 | 2014-07-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-07-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-07-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-20 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-20 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Itsuo Aoki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Soichi Chirikiri | Gainwell Securities Company Limited | 2003–2014 |
| Mamoru Kitahara | Gainwell Securities Company Limited | 2003–2014 |
| Akio Takei | Gainwell Securities Company Limited | 2003–2012 |
| Shi-Farn Ling | Gainwell Securities Company Limited | 2003–2007 |
| Nga Shan Yu | Gainwell Securities Company Limited | 2008–2011 |
| Masashi Kiyono | Gainwell Securities Company Limited | 2013–2014 |
| Wa Kai Ng | Gainwell Securities Company Limited | 2006–2008 |
| Yoshiaki Takeda | Gainwell Securities Company Limited | 2013–2014 |
| Emiko Hiraoka | Gainwell Securities Company Limited | 2005–2006 |
| Takashi Ide | Gainwell Securities Company Limited | 2004–2005 |