Kum Kong Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kum Kong Chan ( ), a licensed former licensee with CE reference ALH864. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-06-14 | 2012-09-06 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2012-09-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-04 | 2005-10-29 |