Scott Antony Saunders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Antony Saunders ( ), a licensed former licensee with CE reference ADC081. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2007-07-10 | 2009-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-04-19 | 2007-07-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-19 | 2007-07-10 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-05-20 | 2005-10-27 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | present | 2005-10-27 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2005-05-20 |