Sze Yau Lam
林詩優
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yau Lam (林詩優), a licensed former licensee with CE reference AGK052. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2005-12-06 | 2011-03-01 |
| C F C Securities Limited |
Rep | Type 1 — Dealing in securities | present | 2005-12-05 |
| C F C Securities Limited |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| C F C Securities Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| C F C Securities Limited |
Rep | Type 9 — Asset management | present | 2003-12-16 |