John Lawrie Bain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Lawrie Bain, a licensed former licensee with CE reference AGP534. This person has 1.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C F C Securities Limited | Rep | Type 1 - Dealing in securities | 2004-08-10 | 2005-06-21 |
| C F C Securities Limited | Rep | Type 4 - Advising on securities | 2004-08-10 | 2005-06-21 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Lawrie Bain during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.