Dixon Tak Shun Lo
勞德舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Tak Shun Lo (勞德舜), a licensed Representative with CE reference ACZ589. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2023-04-17 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2017-01-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2014-09-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-11 | 2014-09-13 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-23 | 2008-01-16 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-23 | 2008-01-16 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-02 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-02 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-10 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |