Dixon Tak Shun Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Tak Shun Lo (勞德舜), a licensed Representative with CE reference ACZ589. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.9 years of SFC licence history. Total licence records on file: 15.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2023-04-17 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-01-04 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2017-01-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-02-11 | 2014-09-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-11 | 2014-09-13 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-23 | 2008-01-16 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-23 | 2008-01-16 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-02 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-02 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-10 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-10 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-10 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-10 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dixon Tak Shun Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tak Wa Li | Kaiser Futures Limited | 2004–2008 |
| Yau Kwong Cheung | Kaiser Futures Limited | 2004–2007 |
| Chi Fung Lei | Kaiser Futures Limited | 2005–2008 |
| Ying Yu Ha | Kaiser Securities Limited | 2005–2008 |
| Kam Keung Wong | Kaiser Securities Limited | 2005–2008 |
| Pui Kwong Chan | Kaiser Futures Limited | 2004–2006 |
| Lok Wai Cheng | Kaiser Futures Limited | 2005–2008 |
| Wai Hung Leung | Kaiser Futures Limited | 2004–2008 |
| Kin Chung Kwok | Kaiser Futures Limited | 2004–2008 |
| John Lam Chek Tang | Kaiser Futures Limited | 2004–2008 |
| Ka Fai Yuen | Kaiser Futures Limited | 2004–2008 |
| Yat Ming Chan | Kaiser Futures Limited | 2004–2008 |
| Brian Wei Lung Fung | Kaiser Futures Limited | 2004–2008 |
| Chi Keung Ho | Kaiser Futures Limited | 2004–2008 |
| Francis Ka Hang Lee | Kaiser Futures Limited | 2004–2008 |
| Yiu Kei Lai | Kaiser Futures Limited | 2004–2008 |
| Cheuk Fai Tam | Kaiser Futures Limited | 2004–2008 |
| Ambrose Ting Kai Leung | Kaiser Futures Limited | 2004–2006 |
| Kwok Fai Ho | Kaiser Futures Limited | 2004–2008 |
| Sin Leung Yung | Kaiser Securities Limited | 2004–2008 |