Chiu Yin Wan
尹超然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Yin Wan (尹超然), a licensed Representative with CE reference AGB113. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-13 | 2011-10-19 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-08 | 2010-05-07 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-13 | 2005-03-02 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-26 | 2010-04-07 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-26 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-26 |