Alfred Wai Kwong Lam
林偉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Wai Kwong Lam (林偉光), a licensed former licensee with CE reference AFP975. This person has 15.7 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-02 | 2019-02-07 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-31 | 2018-01-02 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-14 | 2017-06-30 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-27 | 2017-03-14 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 - Advising on securities | 2015-03-09 | 2017-01-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2015-03-09 | 2015-10-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-25 | 2017-01-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-02 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-02 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alfred Wai Kwong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.