Alfred Wai Kwong Lam
林偉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Wai Kwong Lam (林偉光), a licensed former licensee with CE reference AFP975. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-02 | 2019-02-07 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2018-01-02 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-14 | 2017-06-30 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-27 | 2017-03-14 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2015-03-09 | 2017-01-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2015-03-09 | 2015-10-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-25 | 2017-01-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-02 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-02 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-02 |