Richard James Patrick Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Patrick Davis ( ), a licensed former licensee with CE reference AUM733. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-04 | 2012-06-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-04 | 2012-06-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-11 | 2010-02-11 |