Richard James Patrick Davis

CE No. AUM733 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Patrick Davis (), a licensed former licensee with CE reference AUM733. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities 2012-05-04 2012-06-04
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2012-05-04 2012-06-04
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2010-01-11 2010-02-11

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