Yuk King Chow
周玉琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk King Chow (周玉琼), CE reference ABV812. Currently licensed at 1 firm(s): Fulbright Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-30 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-04 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-30 | 2004-11-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-30 | 2004-11-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 — Asset management | 2003-04-30 | 2004-11-05 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-24 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-24 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-24 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-24 |