Hau Juck Lim
林孝澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Juck Lim (林孝澤), a licensed former licensee with CE reference AGF499. This person has 20.5 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-04 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2023-10-03 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Juck Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.