Lok Sing Kwan
關樂聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sing Kwan (關樂聲), a licensed former licensee with CE reference ABS262. This person has 15.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HongDa Securities Limited 弘達金控證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-07 | 2020-01-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-19 | 2018-05-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-24 | 2011-05-19 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-13 | 2010-11-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-04 | 2009-07-08 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2007-12-19 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-02 | 2007-06-23 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-09 | 2007-04-13 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-16 | 2006-10-25 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-11 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-11 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-09-11 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-09-11 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-07 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-07 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-09-11 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-09-11 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-07 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Sing Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.