Mary Yuet So Nee
嚴月素
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Yuet So Nee (嚴月素), CE reference ABF513. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-04 | 2020-08-31 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-02 | 2020-08-31 |
| Setia Partners Limited 賽德資產管理有限公司 |
RO | Type 9 — Asset management | 2014-11-25 | 2015-07-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2009-05-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-05-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |