JPMorgan Asset Management (Japan) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for JPMorgan Asset Management (Japan) Limited ( ), CE reference ABG591. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2011-07-15 |
| Type 5 — Advising on futures contracts | present | 2011-07-15 |
| Type 9 — Asset management | present | 2011-07-15 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Douglas Eu 余義焜 | RO 4, 5, 9 | 2004-01 | 2006-07 |
| Miles Anthony Sloan Geldard | RO 4, 5, 9 | Pre-2003 | 2004-01 |
| Roger Anthony Hepper | RO 4, 5, 9 | 2003-12 | 2011-03 |
| Piers Aidan Litherland | RO 4, 5, 9 | 2006-07 | 2011-03 |
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