SAGE Asset Management (HK) Limited

智盛資產管理(香港)有限公司
CE No. ADU348 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SAGE Asset Management (HK) Limited (智盛資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ADU348. Current licensed staff on file: 0 (total recorded over time: 7).

Licence history

ActivityFromTo
Type 4 — Advising on securities present 2006-10-13
Type 5 — Advising on futures contracts present 2006-10-13
Type 6 — Advising on corporate finance present 2006-10-13
Type 9 — Asset management present 2006-10-13

Licensed staff (all-time) (7)
Active on date

Name Activities First licensed To
Mei Yee (SFC:ACD063) Chan 陳美儀 RO 4, 5, 9 2004-06 2006-09
Ming Fai Chan 陳明輝 RO 4, 6, 9 Pre-2003 2003-09
Kin Wa Pun 潘建華 RO 4 2003-07 2004-06
Paul Wai Kai Wong 黃偉佳 RO 4, 5, 9 2003-06 2004-05
Shun Chung Yap 葉純忠 RO 4, 6 2003-10 2006-09
Anthony Yung 容天錫 RO 4, 5, 6, 9 Pre-2003 2006-04
Kim Keung Ling 凌劍強 Rep 4 2005-06 2005-12
Showing 1–7 of 7

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