Anthony Yung
容天錫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Yung (容天錫), a licensed former licensee with CE reference AAV701. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAGE Capital Limited 智盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-24 | 2006-04-07 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-17 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-10-17 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-04-07 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-17 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2006-04-07 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-10-17 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-04-07 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-17 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-17 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2006-04-07 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 9 — Asset management | present | 2003-10-17 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-07-17 |