King Wa Shum
沈景華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wa Shum (沈景華), CE reference ADA373. Currently licensed at 1 firm(s): Luk Fook Securities (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-11 | present |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-08-10 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |