Margaret Kwok

黃郭志蕙
CE No. AAB111 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Margaret Kwok (黃郭志蕙), a licensed former licensee with CE reference AAB111. This person has 7.0 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2006-11-17 2010-05-12
Walco Securities Limited
新偉高證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2006-09-30
Walco Securities Limited
新偉高證券有限公司
RO Type 4 - Advising on securities Pre-2003 2005-01-28
Walco Securities Limited
新偉高證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-01-28
Walco Securities Limited
新偉高證券有限公司
RO Type 9 - Asset management Pre-2003 2005-01-28

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Margaret Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Seek Yuen Hon Walco Securities Limited 2003–2006
Sit May Yip Walco Securities Limited 2003–2004
Olivia Pui Pui Ko Walco Securities Limited 2005
Wai Hing Chan Walco Securities Limited 2003

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