Chi Wing Ng
吳志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Ng (吳志榮), a licensed former licensee with CE reference AAA271. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2005-03-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-15 | 2005-03-17 |
| iMarkets Structured Products Limited | Rep | Type 4 — Advising on securities | 2004-06-15 | 2004-07-15 |