David Wai Kam Ka

賈偉鑑
CE No. AAG259 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wai Kam Ka (賈偉鑑), a licensed former licensee with CE reference AAG259. This person has 11.5 years of SFC licence history. Total licence records on file: 17.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
RO Type 9 - Asset management 2008-06-02 2014-09-22
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
RO Type 1 - Dealing in securities 2005-03-24 2014-09-22
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
RO Type 2 - Dealing in futures contracts 2005-03-24 2014-09-22
RBC Futures Services (Asia) Limited RO Type 2 - Dealing in futures contracts 2005-03-24 2005-09-30
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
RO Type 4 - Advising on securities 2005-03-24 2014-09-22
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
RO Type 5 - Advising on futures contracts 2005-03-24 2014-09-22
RBC Futures Services (Asia) Limited RO Type 5 - Advising on futures contracts 2005-03-24 2005-09-30
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 9 - Asset management 2005-03-18 2008-06-02
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 2 - Dealing in futures contracts 2004-11-22 2005-03-24
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 5 - Advising on futures contracts 2004-11-22 2005-03-24
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-03-24
RBC Futures Services (Asia) Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2005-03-24
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-03-24
RBC Futures Services (Asia) Limited Rep Type 5 - Advising on futures contracts Pre-2003 2005-03-24
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-17
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-17
RBC Futures Services (Asia) Limited Rep Type 9 - Asset management Pre-2003 2003-06-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Wai Kam Ka during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwok Kee Ng RBC Investment Services (Asia) Limited 2003–2014
Doris Sau Ying Chan RBC Investment Services (Asia) Limited 2003–2014
Karic Sze Dat Au RBC Investment Services (Asia) Limited 2003–2014
Francis Shui Pung Ka RBC Investment Services (Asia) Limited 2003–2014
Inna King Man Kung RBC Investment Services (Asia) Limited 2003–2014
Rosanna Tsz Kwun Lee RBC Investment Services (Asia) Limited 2003–2014
Josephine Lam RBC Investment Services (Asia) Limited 2003–2014
Dara Yuen Ping Leung RBC Investment Services (Asia) Limited 2003–2014
Chun Pang Tsang RBC Investment Services (Asia) Limited 2003–2014
Wai Kay Wong RBC Investment Services (Asia) Limited 2003–2014
Rosa Chi Fong Sin RBC Investment Services (Asia) Limited 2003–2014
Wing Kit Ling RBC Investment Services (Asia) Limited 2003–2013
Christian Leong Hei Chan RBC Investment Services (Asia) Limited 2003–2014
Eleanor Mo Lai Woo RBC Investment Services (Asia) Limited 2003–2014
Yee Man Chau RBC Investment Services (Asia) Limited 2003–2014
Paulo Kwai Wing Tang RBC Investment Services (Asia) Limited 2003–2009
Vanessa Luong RBC Investment Services (Asia) Limited 2005–2014
Chi Ming Cheung RBC Investment Services (Asia) Limited 2003–2014
Karen Hang Yin Cheung RBC Investment Services (Asia) Limited 2003–2014
Kit Fong Kwan RBC Investment Services (Asia) Limited 2003–2014
Explore the interactive colleague network →

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