Polly Pui Lee Wong
王蓓莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Pui Lee Wong (王蓓莉), a licensed former licensee with CE reference AEU511. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-05-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | present | 2007-05-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-18 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-18 |