Ziye Zhuang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziye Zhuang (莊子燁), a licensed Representative with CE reference BSU109. Currently licensed at 1 firm(s): CIS Securities Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-02 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-02 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-09 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-09 | present |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | 2022-12-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-09-05 | 2022-12-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-05 | 2022-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ziye Zhuang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.