Shangcai Su
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangcai Su (蘇尚才), a licensed Responsible Officer with CE reference BSM510. Currently licensed at 1 firm(s): Southlake Fund Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-11-06 | present |
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-08-26 | present |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Shangcai Su during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tao Liao | Southlake Fund Management (Hong Kong) Limited | 2023–present |
| Shangqing Su | Southlake Fund Management (Hong Kong) Limited | 2022–present |
| Tianzhu Chen | Southlake Fund Management (Hong Kong) Limited | 2023–present |
| Heng Li | Southlake Fund Management (Hong Kong) Limited | 2023–2026 |
| Yawen Wang | Southlake Fund Management (Hong Kong) Limited | 2024–present |
| Ziyu Li | Southlake Fund Management (Hong Kong) Limited | 2022–2023 |
| Tak Lung Wu | Southlake Fund Management (Hong Kong) Limited | 2022 |
| Lap Kwan Lau | Southlake Fund Management (Hong Kong) Limited | 2022 |