Si Chen
陳斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Chen (陳斯), a licensed Representative with CE reference BQV781. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 5.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-07-05 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-07-05 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-07-05 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2022-07-05 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-16 | 2022-02-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-16 | 2022-02-25 |