Dong Wen Chen

陳棟文
CE No. BPT403 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Wen Chen (陳棟文), a licensed former licensee with CE reference BPT403. This person has 3.0 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Theia Securities Limited
遠源證券有限公司
RO Type 4 - Advising on securities 2024-03-15 2026-10-16
Theia Securities Limited
遠源證券有限公司
RO Type 9 - Asset management 2024-03-15 2026-10-16
Theia Securities Limited
遠源證券有限公司
Rep Type 1 - Dealing in securities 2024-01-29 2026-10-16
Theia Securities Limited
遠源證券有限公司
Rep Type 4 - Advising on securities 2024-01-29 2024-03-15
Theia Securities Limited
遠源證券有限公司
Rep Type 9 - Asset management 2024-01-29 2024-03-15
STARSEA ASSET MANAGEMENT LIMITED
星海資產管理有限公司
Rep Type 4 - Advising on securities 2023-07-14 2023-10-10
STARSEA ASSET MANAGEMENT LIMITED
星海資產管理有限公司
Rep Type 9 - Asset management 2023-07-14 2023-10-10

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