Rong Lu
陸榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong Lu (陸榮), a licensed Responsible Officer with CE reference BPJ901. Currently licensed at 1 firm(s): Yue Xiu Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-27 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 - Asset management | 2020-04-27 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-23 | 2026-07-23 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-12-23 | 2026-07-23 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-23 | 2026-07-23 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-12-23 | 2026-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rong Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.