Ka Keung Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Keung Tong (湯家强), a licensed Responsible Officer with CE reference BOT566. Currently licensed at 1 firm(s): China Horizon Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-08 | present |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-08 | present |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-03 | 2026-01-16 |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-03 | 2026-01-16 |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 9 - Asset management | 2025-04-03 | 2026-01-16 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-04-12 | 2025-03-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-12 | 2025-03-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-13 | 2024-04-12 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-13 | 2024-04-12 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-13 | 2025-03-31 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-10 | 2021-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Keung Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.