Sau Yip Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Yip Wong (黃守業), a licensed Representative with CE reference BOG792. Currently licensed at 3 firm(s): Emperor Securities Limited, Emperor Wealth Management Limited, Emperor Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.3 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-14 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-14 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-14 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-14 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-10-14 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-14 | 2026-07-08 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 - Asset management | 2022-06-14 | 2026-07-08 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-17 | 2026-07-08 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2022-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Yip Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.