Ka Wang Henry Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wang Henry Chu (朱家弘), a licensed Responsible Officer with CE reference BNV860. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 6.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-03 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 9 - Asset management | 2024-09-03 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-20 | 2024-09-03 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 - Asset management | 2021-07-20 | 2024-09-03 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2020-09-07 | 2021-03-31 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-07-06 | 2020-09-02 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-29 | 2019-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wang Henry Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.