Philippe Gagnon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Gagnon, a licensed Responsible Officer with CE reference BNT930. Currently licensed at 1 firm(s): NBC Financial Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 3 - Leveraged foreign exchange trading. This person has 6.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-02 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2023-05-02 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-17 | 2023-05-02 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2020-03-17 | 2023-05-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-08 | 2019-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-08 | 2019-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-14 | 2018-11-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-14 | 2018-11-28 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Philippe Gagnon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.