Philippe Gagnon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Gagnon, a licensed Responsible Officer with CE reference BNT930. Currently licensed at 1 firm(s): NBC Financial Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 3 - Leveraged foreign exchange trading. This person has 6.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-02 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2023-05-02 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-17 | 2023-05-02 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2020-03-17 | 2023-05-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-08 | 2019-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-08 | 2019-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-14 | 2018-11-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-14 | 2018-11-28 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Philippe Gagnon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Colin Ashley Embree | NBC Financial Markets Asia Limited | 2020–present |
| Victor Lee | NBC Financial Markets Asia Limited | 2020–present |
| Takashi Sato | NBC Financial Markets Asia Limited | 2020–present |
| Hu Hui | NBC Financial Markets Asia Limited | 2022–present |
| Lai Lai Leung | NBC Financial Markets Asia Limited | 2020–present |
| Tokunari Riku | NBC Financial Markets Asia Limited | 2020–2023 |
| Eoin Ciaran Mac Mathuna | NBC Financial Markets Asia Limited | 2023–present |
| Kevin Power | NBC Financial Markets Asia Limited | 2023–present |
| Xuan Hai Au Le | NBC Financial Markets Asia Limited | 2020–2023 |
| George Vincent Jack Holbrow-Wilshaw | NBC Financial Markets Asia Limited | 2023–present |
| Lais D'Avila Ferreira Di Donato | NBC Financial Markets Asia Limited | 2024–present |
| Naoko Okushi | NBC Financial Markets Asia Limited | 2024–present |
| Yiu Wong | NBC Financial Markets Asia Limited | 2024–present |
| Bozhao Xu | NBC Financial Markets Asia Limited | 2026–present |
| Yanzi Deng | NBC Financial Markets Asia Limited | 2026–present |