Juyi Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juyi Zhao (趙居易), a licensed Representative with CE reference BNO905. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 7.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-09-21 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-09-21 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-21 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-21 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-09 | 2023-08-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-09 | 2023-08-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-09 | 2023-08-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-08-09 | 2023-08-11 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2018-09-21 | 2019-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Juyi Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.