Yanni Wang
王燕妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanni Wang (王燕妮), a licensed former licensee with CE reference BNH166. This person has 5.2 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-12 | 2024-05-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-16 | 2024-05-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-16 | 2024-05-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-23 | 2021-05-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-23 | 2021-05-21 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-23 | 2021-05-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-26 | 2020-08-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-26 | 2020-08-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-26 | 2020-08-17 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-03 | 2018-11-30 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-26 | 2018-11-30 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-26 | 2018-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanni Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ren Wang | BOCI Asia Limited | 2020–2021 |
| Ka Hung Chan | BOCI Asia Limited | 2020–2021 |
| Kin Chung Lui | BOCI Asia Limited | 2020–2021 |
| Kam Ming Sun | BOCI Asia Limited | 2020–2021 |
| Zhiwei Cai | BOCI Asia Limited | 2020–2021 |
| Chen Chi | BOCI Asia Limited | 2020–2021 |
| Jieli Cui | BOCI Asia Limited | 2020–2021 |
| Zuo Qiu Fu | BOCI Asia Limited | 2020–2021 |
| Rong Huang | BOCI Asia Limited | 2020–2021 |
| Hao Jiang | BOCI Asia Limited | 2020–2021 |
| Wai Lei | BOCI Asia Limited | 2020–2021 |
| Taisheng Liu | BOCI Asia Limited | 2020–2021 |
| Yang Lu | BOCI Asia Limited | 2020–2021 |
| Xin Ma | BOCI Asia Limited | 2020–2021 |
| Ho Shing Wu | BOCI Asia Limited | 2020–2021 |
| Xinwei Xu | BOCI Asia Limited | 2020–2021 |
| Yue Xu | BOCI Asia Limited | 2020–2021 |
| Xuting Yao | BOCI Asia Limited | 2020–2021 |
| Yang Xia | BOCI Asia Limited | 2020–2021 |
| Swee Tin Lisa Lim | BOCI Asia Limited | 2020–2021 |